Mark McKinney

Mark McKinney is director of Regulatory Risk and leads the regulatory, compliance and reputational risk functions for RBC Clearing & Custody. He also coordinates internal and external audits and leads strategic projects.

With three decades of experience in the financial industry, Mark has held a range of compliance roles focusing on operations and regulatory supervision for financial services firms, including AXA Advisors and Ameriprise Financial.

Mark earned a bachelor’s degree from the University of Minnesota. He’s passed the Series 7, 24, 63 and 65 securities license exams and holds a Chartered Retirement Planning Counselor designation.