SEC regulations require that broker-dealer firms disclose to clients information with respect to the broker-dealer’s order handling practices. These regulations require that RBC Capital Markets identify the different market centers to which the Firm routes client orders and disclose any material relationship that the Firm may have with that market center, including the receipt of any payment received for sending client orders to that market center.
Order Routing Policies and Payment for Order Flow Disclosure
RBC Capital Markets has engaged the services of a vendor to compile and disclose the required information. By following the link below, you will be leaving the RBC Clearing & Custody website.
Order Handling Information
For information and disclosure for our RBC Capital Markets division, please see RBCCM LLC Regulatory Disclosures: Equities and Listed Options.
Investment and insurance products are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.